Finance and Regulation Articles

How the Sarbanes-Oxley Act Affects Private Placements and PPM Requirements

Introduction to the Sarbanes-Oxley ActThe Sarbanes-Oxley Act (SOX), enacted in 2002, emerged as a critical legislative response to alarming instances of corporate malfeasance that tarnished the financial landscape of the early 2000s. High-profile scandals involving...

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